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Edward J King

Wells Fargo Clearing Services, LLC

Raleigh, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2006-07-21
  • NC RA
    APPROVED
    Since 2006-07-21

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Raleigh NC 06/2002 Present
Wells Fargo Advisors Llc Raleigh NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Raleigh NC 11/2016 Present
  • 06/2002 → Present
    Wachovia Bank, N.A.
    Raleigh, NC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Raleigh, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Raleigh, NC
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INVESTMENT RELATED; RALEIGH, NC; POA; 01/21/2025; 1 HOUR PER MONTH; NO HOURS DURING TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-17
S63 Uniform Securities Agent State Law Examination 2000-11-09
  • S65 Uniform Investment Adviser Law Examination
    2006-07-17
  • S63 Uniform Securities Agent State Law Examination
    2000-11-09
Other Names
  • Eddie King
  • Edward James King

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

More in Raleigh, NC

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