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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-03-16
  • VA RA
    APPROVED
    Since 2020-03-16

Branch Locations

2120 Langhorne Rd, Lynchburg, VA 24502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Bank Lynchburg VA 06/2014 05/2017
First Data Corporation Lynchburg VA 05/2017 02/2018
Blue Eagle Credit Union Lynchburg VA 02/2018 05/2019
Cetera Advisor Networks El Segundo CA 08/2018 05/2019
Suntrust Investment Services Inc Atlanta GA 07/2019 Present
Suntrust Bank Salem VA 07/2019 Present
Suntrust Advisory Service, Inc Atlanta GA 03/2020 Present
  • 06/2014 → 05/2017
    Suntrust Bank
    Lynchburg, VA
  • 05/2017 → 02/2018
    First Data Corporation
    Lynchburg, VA
  • 02/2018 → 05/2019
    Blue Eagle Credit Union
    Lynchburg, VA
  • 08/2018 → 05/2019
    Cetera Advisor Networks
    El Segundo, CA
  • 07/2019 → Present
    Suntrust Investment Services Inc
    Atlanta, GA
  • 07/2019 → Present
    Suntrust Bank
    Salem, VA
  • 03/2020 → Present
    Suntrust Advisory Service, Inc
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-16
S63 Uniform Securities Agent State Law Examination 2019-07-16
  • S66 Uniform Combined State Law Examination
    2020-03-16
  • S63 Uniform Securities Agent State Law Examination
    2019-07-16
Other Names
  • Cary Brooks
  • Allen Carroll Brooks
  • Allen Carroll Brooks
  • Allen C Brooks Jr
  • Allen C Brooks

View on SEC IAPD

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