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Donald Lee Ragains

Morgan Stanley

Columbus, OH

CRD 4285678

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-04-25
TX RA APPROVED_RES 2020-04-02
OH RA APPROVED 2018-03-27
KY RA APPROVED 2009-06-01
  • TN RA
    APPROVED
    Since 2022-04-25
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • OH RA
    APPROVED
    Since 2018-03-27
  • KY RA
    APPROVED
    Since 2009-06-01

Branch Locations

4449 Easton Way Suite 300, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Louisville KY 06/2009 06/2017
Morgan Stanley Louisville KY 06/2017 07/2023
Morgan Stanley Private Bank, National Association New York NY 07/2017 Present
Morgan Stanley Columbus OH 07/2023 Present
  • 06/2009 → 06/2017
    Morgan Stanley Smith Barney
    Louisville, KY
  • 06/2017 → 07/2023
    Morgan Stanley
    Louisville, KY
  • 07/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2023 → Present
    Morgan Stanley
    Columbus, OH
Previous Registrations
  • 2009-03-26 → 2009-06-01
    Morgan Stanley & Co. Llc
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-24
S63 Uniform Securities Agent State Law Examination 2003-05-12
  • S66 Uniform Combined State Law Examination
    2009-03-24
  • S63 Uniform Securities Agent State Law Examination
    2003-05-12
Other Names
  • Don L. Ragains
  • Donnie L. Ragains
  • Donald Lee Ragains Jr

View on SEC IAPD

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Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH

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