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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-13
MD RA APPROVED 2014-06-09
  • TX RA
    APPROVED_RES
    Since 2014-06-13
  • MD RA
    APPROVED
    Since 2014-06-09

Branch Locations

11810 Grand Park Ave, North Bethesda, MD 20852 • United States

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

Gaithersburg, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smth Incorporated Bethesda MD 06/2014 Present
  • 06/2014 → Present
    Merrill Lynch, Pierce, Fenner & Smth Incorporated
    Bethesda, MD
Previous Registrations
  • 2009-06-01 → 2014-06-09
    Vienna, VA
    Mclean, VA
    Reston, VA
    Mclean, VA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Vienna, VA
  • 2006-07-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Bethesda, MD
    Vienna, VA
    Bethesda, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-22
  • S66 Uniform Combined State Law Examination
    2006-07-22
Other Names
  • Dawn Marie Durbin

View on SEC IAPD

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