Patricia Sanchez-Marin

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-12-10

NY RA
APPROVED

Since 2025-12-10

Branch Locations

4400 Post Oak Parkway Suite 1800, Houston, TX 77027 • United States

Wilmington, VT • United States

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P Morgan Securities Llc	Brooklyn	NY	05/2012	03/2020
Jp Morgan Chase Bank, N.A.	Brooklyn	NY	04/2016	11/2021
Ubs Financial Services,Inc	New York	NY	11/2021	Present

05/2012 → 03/2020

J.P Morgan Securities Llc

Brooklyn, NY
04/2016 → 11/2021

Jp Morgan Chase Bank, N.A.

Brooklyn, NY
11/2021 → Present

Ubs Financial Services,Inc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-10
S63	Uniform Securities Agent State Law Examination	2001-02-06

S66 Uniform Combined State Law Examination

2025-12-10
S63 Uniform Securities Agent State Law Examination

2001-02-06

Other Names

Patricia Clark
Patricia C. Sanchez-Marin
Patricia Clarke

View on SEC IAPD

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