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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-02-06 |
| TX | RA | APPROVED | 2023-02-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corporation | Columbus | OH | 05/1998 | 05/2019 |
| The Huntington Investment Company | Columbus | OH | 05/2019 | 01/2023 |
| The Huntington Investment Company | Columbus | OH | 03/2020 | 08/2021 |
| The Huntington Investment Company | Columbus | OH | 06/2019 | 12/2022 |
| J.P. Morgan Securities Llc | Columbus | OH | 01/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Columbus | OH | 01/2023 | Present |
| Nationwide | Columbus | OH | 05/1998 | 06/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-12 |
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