Best Investors
Account
Sign in
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-17 |
| NY | RA | APPROVED | 2023-08-11 |
Branch Locations
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-22 |
| TX | RA | APPROVED | 2024-02-22 |
Branch Locations
45 Rockefeller Plaza Floor 5, Ny, NY 10111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 09/2008 | 08/2023 |
| Rockefeller Financial Llc | Ny | NY | 08/2023 | Present |
| Rockefeller Capital Management | Ny | NY | 02/2024 | Present |
1) CORNELL UNIVERSITY / EDUCATIONAL INSTITUTION/ DAY HALL ITHACA, NEW YORK 14853 / GUEST LECTURER/ START DATE 8/1/11 2) HM3B LLC, Ithaca NY. Partnership/ Real Estate. Structure to own a vacation home to limit liability. Zero hours a month and zero hours during trading hours. Partner since March 2019. 3) Jumia Technologies AG, Charlottenstrasse 4, Germany/ https://group.jumia.com. Investment related. Member of the supervisory board serving on the Risk and Audit Committee, Corporate Governance and Nominations Committee, and Compensation Committees. Start date February 2019 4) Project Drawdown, non-investment related. 3450 Sacramento Street, #506, San Francisco, CA. Charity entity where she's on the Board of Directors since September 2022. Advisor to the management board to assist in achieving their very important mission to combat climate change in very practical ways. One to two hours a quarter dedicated to this role. Zero hours during trading hours. 5) Yellow Work, Inc./ Category - Charity/ Principal business Activity - Focused on providing education to underserved communities and supporting teachers to ensure every child has a chance. Advisor or advisory group member if advice given may influence an officer/board. Provide advice as requested by management and staff around their core activities and strategies. Non-compensated role. Start date April 2019. 2 hours a quarter dedicated to this role. Zero hours during trading hours. 6) Summit Junto LLC, WeWork c/o Brent Sutherland, 901 Woodland Street, Nashville, TN. Investment related. Summit Junto is a membership organization for the leaders of our time. She's a Member of the Board of Directors in a advisor capacity since September 2022. She brings her global perspective and deep knowledge about sustainable and impact investing as well as philanthropy to the member experience. One to two hours per quarter and zero hours during trading hours dedicated to this role. 7) Thunder & Lightning LLC; Investment related. 918 East Shore Drive, Ithaca, NY; Rental Property; Half owner of the LLC; 09/24/2024. 0 hours a month and 0 hours during trading hours. Co-Managing Member.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-01 |
Reach out to this advisor