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Vonzell S Brown

Morgan Stanley

Garden City, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-12
NY RA APPROVED 2021-11-16
  • TX RA
    APPROVED_RES
    Since 2021-12-12
  • NY RA
    APPROVED
    Since 2021-11-16

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc New York NY 02/2016 03/2017
Morgan Stanley New York NY 04/2017 05/2021
Morgan Stanley Private Bank, National Association New York NY 07/2017 05/2021
Morgan Stanley Garden City NY 10/2021 Present
Unemployed New York NY 05/2021 10/2021
  • 02/2016 → 03/2017
    Nylife Securities Llc
    New York, NY
  • 04/2017 → 05/2021
    Morgan Stanley
    New York, NY
  • 07/2017 → 05/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2021 → Present
    Morgan Stanley
    Garden City, NY
  • 05/2021 → 10/2021
    Unemployed
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-06
S63 Uniform Securities Agent State Law Examination 2016-04-01
  • S66 Uniform Combined State Law Examination
    2017-11-06
  • S63 Uniform Securities Agent State Law Examination
    2016-04-01
Other Names
  • Von Brown
  • Vonzell Shaine Brown

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARKADIOS WEALTH ADVISORS
CETERA INVESTMENT ADVISERS LLC
BRIXTON CAPITAL WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LESLIE MARIE GIORDANO

Other Investors

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DAVID BRIAN CARPENTIER
Alexander Oliner
JULIA BATTAGLIA
Sei il im
ELLEN M CHAN
Jesse M Silver

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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