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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-01-26
  • MN RA
    APPROVED
    Since 2022-01-26

Branch Locations

295 Radio Drive Suite D, Woodbury, MN 55125 • United States

3601 Minnesota Drive Suite 430, Edina, MN 55435-9878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade St Paul MN 11/2011 12/2022
Charles Schwab And Co., Inc. Woodbury MN 12/2022 Present
Charles Schwab Bank, Ssb Woodbury MN 11/2023 Present
  • 11/2011 → 12/2022
    Tdameritrade
    St Paul, MN
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Woodbury, MN
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Woodbury, MN
Previous Registrations
  • 2011-12-05 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    St Paul, MN
  • 2011-12-05 → 2022-10-14
    Td Ameritrade, Inc.
    St. Paul, MN
    Omaha, NE
  • 2011-01-03 → 2011-11-07
    St. Louis, MO
  • 2004-03-10 → 2011-01-03
    Wells Fargo Investments, Llc
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
Other Businesses

Name of Outside Business:Signer on Chanarambie Christian Camps Coroporate Account; Investment Related:Yes; Address of Outside Business:466 Valley Road, Chandler, MN, 56122,; Nature of Outside Business:Non-profit group; Position:Volunteer; Start Date:7/2/2014; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: I will be a signer?on Chanarambie Christian Camps Coroporate Account with TD Ameritrade.? My only duty will be to place a trade to sell any stock donations that come into the account and transfer the proceeds to a linked bank account.? This will likely occur 3-5 times per year, so there is almost no work required for this.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-27
  • S66 Uniform Combined State Law Examination
    2000-12-27

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