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Current Employers
Target Rock Wealth Management, Llc

445 Park Avenue Floor 9, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-13
  • NY RA
    APPROVED
    Since 2025-05-13

Branch Locations

445 Park Avenue Floor 9, New York, NY 10022 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Professional Trading, Llc New York NY 10/2003 12/2023
Target Rock Wealth Management Llc New York NY 05/2025 Present
Unemployed Brooklyn NY 12/2024 05/2025
Cicero Therapies/Forge Equity Partners, Co. Brooklyn NY 12/2020 12/2024
Speech South Associates Llc Brooklyn NY 09/2016 12/2020
Brooklyn Speech Solutions Pllc Brooklyn NY 12/2013 12/2020
  • 10/2003 → 12/2023
    E*Trade Professional Trading, Llc
    New York, NY
  • 05/2025 → Present
    New York, NY
  • 12/2024 → 05/2025
    Unemployed
    Brooklyn, NY
  • 12/2020 → 12/2024
    Cicero Therapies/Forge Equity Partners, Co.
    Brooklyn, NY
  • 09/2016 → 12/2020
    Speech South Associates Llc
    Brooklyn, NY
  • 12/2013 → 12/2020
    Brooklyn Speech Solutions Pllc
    Brooklyn, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-07
S63 Uniform Securities Agent State Law Examination 2000-11-16
  • S65 Uniform Investment Adviser Law Examination
    2025-04-07
  • S63 Uniform Securities Agent State Law Examination
    2000-11-16

View on SEC IAPD

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