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445 Park Avenue Floor 9, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-13 |
Branch Locations
445 Park Avenue Floor 9, New York, NY 10022 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Professional Trading, Llc | New York | NY | 10/2003 | 12/2023 |
| Target Rock Wealth Management Llc | New York | NY | 05/2025 | Present |
| Unemployed | Brooklyn | NY | 12/2024 | 05/2025 |
| Cicero Therapies/Forge Equity Partners, Co. | Brooklyn | NY | 12/2020 | 12/2024 |
| Speech South Associates Llc | Brooklyn | NY | 09/2016 | 12/2020 |
| Brooklyn Speech Solutions Pllc | Brooklyn | NY | 12/2013 | 12/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-16 |
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