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Mark Garkavi

Cetera Investment Advisers LLC

Edmonds, WA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-02
WA RA APPROVED 2020-11-12
  • TX RA
    APPROVED_RES
    Since 2026-01-02
  • WA RA
    APPROVED
    Since 2020-11-12

Branch Locations

123 2Nd Ave S Suite 230, Edmonds, WA 98020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 01/2010 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Cetera Advisors Llc Bellevue WA 09/2022 Present
  • 01/2010 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Bellevue, WA
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Bellevue, WA
  • 2010-01-04 → 2012-07-02
    First Allied Securities, Inc.
    Bellevue, WA
  • 2005-11-18 → 2010-01-12
    Oppenheimer & Co. Inc.
    Bellevue, WA
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-17
S63 Uniform Securities Agent State Law Examination 2001-07-27
  • S65 Uniform Investment Adviser Law Examination
    2005-11-17
  • S63 Uniform Securities Agent State Law Examination
    2001-07-27

View on SEC IAPD

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Other Investors

AALOK KIRIT SHAH
MICHAEL LEE GILL-MORE
Carrie Anne Hepburn
Alvin Dohyun Kwak
ERIKA LYNNE BERKENHOFF
VIRGINIA LOU BRANNAN
SCOTT JAMES DAVIS
CHUN KUEN LEE

Other Offices

HARBOUR INVESTMENT MANAGEMENT L.L.C. · EDMONDS, WA
AMERIPRISE FINANCIAL SERVICES, LLC · Edmonds, WA
LPL FINANCIAL LLC · EDMONDS, WA
BEAR MOUNTAIN CAPITAL INC. · Edmonds, WA
QUANTCA FINANCIAL · EDMONDS, WA
PRIVATE ADVISOR GROUP, LLC · EDMONDS, WA
U.S. BANCORP ADVISORS, LLC · Edmonds, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EDMONDS, WA

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