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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
130 23Rd Ave Sw, Rochester, MN 55902 • United States
8654 11Th Ave Ne, Rochester, MN 55906 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE AND INDEX ANNUITIES; 2. NAME OF OTHER BUSINESS: MAYO EMPLOYEES FEDERAL CREDIT UNION, INVESTMENT RELATED: YES, ADDRESS: 130 23RD AVE SW, ROCHESTER, MN 55902, NATURE OF BUSINESS: CREDIT UNION, POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE, START DATE: 08/03/2004, BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES WITHIN CREDIT UNION;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-15 |
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