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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Botsford Group | Atlanta | GA | 03/2007 | 08/2024 |
| Lpl Financial Llc | Morehead City | NC | 05/2012 | 08/2024 |
| Stratos Wealth Partners, Ltd | Atlanta | GA | 03/2013 | 10/2017 |
| Merit Financial Group, Llc (Dba: Merit Financial Advisors) | Morehead City | NC | 10/2017 | 09/2024 |
| Lifestyle Planning Solutions, Llc | Frisco | TX | 06/2012 | 08/2024 |
| Pks Investments | Albany | NY | 08/2024 | 09/2024 |
| Commonwealth Financial Network | Waltham | MA | 09/2024 | Present |
| Atlantic Wealth Management, Llc | Morehead City | NC | 09/2024 | Present |
1. Fixed insurance sales; as of 7/29/2026; 1% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-22 |
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