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Scott Vernon Rice

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

Tarpon Springs, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2011-01-03
  • UT RA
    APPROVED
    Since 2011-01-03

Branch Locations

299 S Main St 7Th Fl [Wealth Mgmt], Salt Lake City, UT 84111 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Salt Lake City UT 07/2001 Present
Wells Fargo Advisors Llc Salt Lake City UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
  • 07/2001 → Present
    Wells Fargo Bank
    Salt Lake City, UT
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Salt Lake City, UT
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Salt Lake City, UT
Previous Registrations
  • 2002-07-12 → 2011-01-03
    Wells Fargo Investments, Llc
    Salt Lake City, UT
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-27
  • S66 Uniform Combined State Law Examination
    2000-11-27
Other Names
  • Scott V Rice

View on SEC IAPD

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Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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