Best Investors Account Sign in
Inactive

James Alan Pavlik

Icon Wealth Partners

Houston, TX

Claim This Profile
Current Employers
Icon Wealth Partners

1980 Post Oak Boulevard Suite 1300, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-01
  • TX RA
    APPROVED
    Since 2022-08-01

Branch Locations

1980 Post Oak Boulevard Suite 1300, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avalon Wealth Management Llc Houston TX 02/2012 06/2020
Avalon Advisors, Llc Houston TX 03/2008 06/2020
Icon Wealth Partners, Llc Houston TX 06/2020 08/2022
Purshe Kaplan Sterling Investments, Inc. Houston TX 09/2020 12/2022
Icon Wealth Advisors, Llc Houston TX 08/2022 Present
  • 02/2012 → 06/2020
    Avalon Wealth Management Llc
    Houston, TX
  • 03/2008 → 06/2020
    Avalon Advisors, Llc
    Houston, TX
  • 06/2020 → 08/2022
    Icon Wealth Partners, Llc
    Houston, TX
  • 09/2020 → 12/2022
    Purshe Kaplan Sterling Investments, Inc.
    Houston, TX
  • 08/2022 → Present
    Icon Wealth Advisors, Llc
    Houston, TX
Previous Registrations
  • 2020-06-19 → 2022-08-01
    Icon Wealth Partners, Llc
    Houston, TX
  • 2006-04-10 → 2020-06-23
    Avalon Investment & Advisory
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-05-01
S65 Uniform Investment Adviser Law Examination 2006-04-07
  • S63 Uniform Securities Agent State Law Examination
    2012-05-01
  • S65 Uniform Investment Adviser Law Examination
    2006-04-07
Other Names
  • James Pavlik

View on SEC IAPD

Other Firms

BRIDGE CAPITAL ADVISORS
TSA WEALTH MANAGEMENT
PEREA CAPITAL
TRI-STAR ADVISORS, INC.
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
MARINER INDEPENDENT

Other Investors

John Charles Robinson
CRYSTAL ALLISON MCKEON
AUSTIN GENTRY MARRS
JONATHAN HARRISON SWANBURG
WILLIAM THOMAS PAYNE
JON CARTER VAUGHAN
GREGORY JAMES KALLUS
Philip Chukwuezugo Onochie

Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor