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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-14 |
Branch Locations
711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States
Barton Oaks Plaza Ii 901 S. Mopac Expressway, Suite 210, Austin, TX 78746 • United States
Bastrop, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 02/2004 | 01/2019 |
| Oppenheimer & Co. Inc | Austin | TX | 03/2019 | Present |
| Unemployed | Bastrop | TX | 01/2019 | 03/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-09 |
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