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Current Employers
Globalink Wealth Management, Llc

3452 East Foothill Blvd. Suite 1040, Pasadena, CA 91107 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-01-26
CA RA APPROVED 2023-03-16
  • PA RA
    APPROVED
    Since 2026-01-26
  • CA RA
    APPROVED
    Since 2023-03-16

Branch Locations

3452 East Foothill Blvd. Suite 1040, Pasadena, CA 91107 • United States

Transglobal Advisory, Llc

185 W Chestnut Ave, Monrovia, CA 91016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-19
  • CA RA
    APPROVED
    Since 2025-12-19

Branch Locations

185 W Chestnut Ave, Monrovia, CA 91016 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Globalink Securities, Inc Pasadena CA 04/2004 Present
Transglobal Advisory, Llc Monrovia CA 06/2022 06/2022
Globalink Wealth Management, Llc Pasadena CA 03/2023 Present
Previous Registrations
Other Businesses

1. Investlink America, LLC. Independent Consultant from 09/2025, Arcadia, CA, 4 Hrs./MONTH, COMPENSATED by Case and Hourly Fee , Provide management and marketing consultancy service for clients. Also, the firm provide consultant service for new immigrants and some import and export trading business. It is Not Securities and Investment RELATED. 2. Globalink Insurance, LLC. Fixed Life Insurance/Annuity Agent/Producer from 10/2022, Pasadena, CA, It is spend flexible hours about 5 Hrs./month to produce and sell fixed life insurance and other insurance products to clients. It is Commission Base only, it is Not securities and investment related. 3. Globalink Wealth Management, LLC. Appointed as President and CIO in a Registered Investment Advisor Firm whom is wholly owned by Globalink Securities, Inc. which is a Registered RIA in California State from 10/2022, Pasadena, CA. It will spend flexible hours about 5-10 Hours/Month to develop and maintain overall operation for the Firm. It is Fee Based Compensated and it is securities and investment related. 4.Transglobal Advisory, LLC. Appointed as Chief Investment Officer and COO in a affiliated firm which is a Registered RIA Firm in SEC from 12/2025, located in Monrovia, CA. It will spend flexible hours about 10-15 Hours/Month to maintain overall operation and investment strategy for the Firm. It is Consultant and Fee Based and it is securities and investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-13
S66 Uniform Combined State Law Examination 2002-07-15
S63 Uniform Securities Agent State Law Examination 2001-02-23
  • S65 Uniform Investment Adviser Law Examination
    2021-01-13
  • S66 Uniform Combined State Law Examination
    2002-07-15
  • S63 Uniform Securities Agent State Law Examination
    2001-02-23
Other Names
  • Michael Liao
  • Junhua Liao
  • Michael Junhua Liao

View on SEC IAPD

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