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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-04-21 |
| VA | RA | APPROVED | 2016-04-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Harrisonburg | VA | 04/2016 | Present |
MARY KAY, NOT INV RELATED, HARRISONBURG, VA, SALES REP, START: 1/2014, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: ORDER PRODUCT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-25 |
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