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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-14 |
| IA | RA | APPROVED | 2025-04-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farm Bureau Financial Services | West Des Moines | IA | 04/2023 | 01/2025 |
| Greenstate Credit Union | Waukee | IA | 11/2010 | 04/2023 |
| Fbl Marketing Services, Llc | West Des Moines | IA | 05/2023 | 01/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Des Moines | IA | 03/2025 | Present |
| Unemployed | Waukee | IA | 01/2025 | 03/2025 |
| Bank Of America, N.A. | West Des Moines | IA | 04/2025 | Present |
I*: 2287259 Name: Football Official Investment-related: No Address of the other business: Waukee, IA Nature of the other business: High School Football Official Your position: Referee Start date of your relationship: 08/15/2002 Approximate number of hours/month you devote to the other business: Approx. 10 hours/month for 3 months in the fall. Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: I officiate high school football
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-28 |
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