Alissa Lerner Kimura

Current Employers

Employment History

• 09/2011 → 11/2018
  Jhfn Sii
  Honolulu, HI
• 11/2018 → Present
  Osaic Wealth, Inc.
  Honolulu, HI

Previous Registrations

• 2011-09-30 → 2018-11-02
  Signator Investors, Inc.
  Honolulu, HI
• 2003-10-30 → 2011-10-05
  Equitable Advisors, Llc
  Honolulu, HI
  Honolulu, HI

Other Businesses

1. NOTARY PUBLIC POS: Notary Public NATURE: Provide Notarial services INVESTMENT RELATED: No NUMBER OF HRS: 5 SECURITIES TRADING HRS: 5 START DATE: 4/28/91 ADDY: Honolulu HI 96813 DESCRIPT: Verify that client is signed said documents for the specific required transaction. Notary seal placed on document as necessary per specific document. 2. AKBK PROPERTIES LLC POS: Owner NATURE: Rental Property Owner INVESTMENT RELATED: No # OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 1/1/16 ADDY: Mililani HI 96789 DESCRIPT: I own the property with my husband 3. AKBK PROPERTIES II LLC POS: owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 6/1/2018 ADDY: Mililani HI 96789 DESCRIPTION: Owner of property with Husband 4. KIMURA CONSULTING LLC POSITION: Manager NATURE: C -corp. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2018 ADDRESS: 95-210 Hoonui PL, Mililani HI 96789 DESCRIPTION: As pass-through, no true duty 5. RETIREMENT SOLUTIONS HAWAII LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2024 ADDRESS: 95-216 HOONUI PL, MILILANI HI 96789 DESCRIPTION: management of marketing activities associated with the Brand, we are using the brand exclusively for our marketing of retirement planning: 401K, 403B, simple, sep and the like 6. ALISSA LERNER KIMURA POSITION: Co-Trustee with mother on Deceased father's trust NATURE: NA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 6/28/1999 ADDRESS: 95-216 Hoonui Pl, MILILANI HI 96789 DESCRIPTION: co-trustee with mother on late father's estate and am one of 4 beneficiary 7. ALISSA LERNER KIMURA POSITION: Trustee NATURE: NA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 6/28/1999 ADDRESS: 95-216 Hoonui Pl, MILILANI HI 96789 DESCRIPTION: Interest in mother's estate upon her passing. I am 1 of 4 beneficiary and am currently listed rep of record on her accounts 8. BSCC FINANCIAL-FIXED INSURANCE POSITION: Broker NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 2/1/2025 ADDRESS: 1188 Bishop Street, 1808, Honolulu HI 96813 DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance 9. BSCC FINANCIAL POSITION: IAR NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 2/1/2025 ADDRESS: 1188 Bishop Street, 1808, Honolulu HI 96813 DESCRIPTION: sales/marketing of securities, investment advisory and insurance products 10. MCROBERTS & ASSOCIATES POSITION: Financial Advisor, Specialist NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 05/06/2025 ADDRESS: 407 Uluniu St, Ste #211, Kailua HI 96734, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products. McRoberts & Associates is affiliated with Osaic. Frances William McRoberts is a Financial Advisor with Osaic. I will be assisting him with 401K, insurance products and investment advisory programs the he does not specialize in. I will be promoting these activities under McRoberts & Associates and not under my DBA BSCC Financial. 11. KOKO WEALTH MANAGEMENT POSITION: Financial Advisor, Specialist NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 05/06/2025 ADDRESS: 1188 Bishop Street, 1807, Honolulu HI 96813, United States DESCRIPTION: Sales/Marketing of securities, Investment advisory and Insurance products. Koko Wealth Management is affiliated with Osaic effective 4/18/25. Sonnie Koko is a financial advisor with Osaic effective 4/18/25. I will be assisting her with 401k/403b, investment advisory and insurance products that she does not specialize in. I will be promoting these activities under Koko Wealth Management and not under my DBA BSCC Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-08-27
• S63 Uniform Securities Agent State Law Examination
  2002-07-01