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Eduardo Herrera

Citigroup Global Markets Inc.

Pasadena, CA

Los Angeles, CA

Los Angeles, CA

Los Angeles, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-01-05
CA RA APPROVED 2012-06-26
  • MD RA
    APPROVED
    Since 2021-01-05
  • CA RA
    APPROVED
    Since 2012-06-26

Branch Locations

Citi Wealth Management, Sales 285 South Lake Avenue, Pasadena, CA 91101 • United States

Cwm Retail, Sales 3479 E. First St., Los Angeles, CA 90063 • United States

Cwm Retail, Sales 1859 Hillhurst Ave, Los Angeles, CA 90027 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc South Gate CA 05/2012 Present
Previous Registrations
  • 2008-04-04 → 2012-06-21
    Charles Schwab & Co., Inc.
    Chicago, IL
    Chicago, IL
  • 2006-12-19 → 2008-02-13
    Banc Of America Investment Services, Inc.
    Glendale, CA
  • 2005-07-11 → 2006-10-20
    Citicorp Investment Services
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-09
S63 Uniform Securities Agent State Law Examination 2001-02-05
  • S66 Uniform Combined State Law Examination
    2005-07-09
  • S63 Uniform Securities Agent State Law Examination
    2001-02-05

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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