Juan Carlos Carballo

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-07-15
FL	RA	APPROVED	2010-11-17

TX RA
APPROVED_RES

Since 2018-07-15
FL RA
APPROVED

Since 2010-11-17

Branch Locations

595 South Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Boca Raton	FL	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Boca Raton, FL

Previous Registrations

2001-06-14 → 2003-09-18

Morgan Stanley Dw Inc.

Boca Raton, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-11-15

S66 Uniform Combined State Law Examination

2010-11-15

View on SEC IAPD

Other Firms

SUN CAPITAL ADVISORS, L.P.

AMERIPRISE FINANCIAL SERVICES, LLC

HIGHTOWER ADVISORS, LLC

ISAM FUNDS (USA) LLC

J.P. MORGAN SECURITIES LLC

FOCUS PARTNERS WEALTH, LLC

UBS FINANCIAL SERVICES INC.

WELLS FARGO CLEARING SERVICES, LLC

Other Investors

THOMAS JETHRO DARDEN

Nancy JoeAnn Tush

BARBARA BLOOM VARGAS

JEFFREY MARK EAGLE

ELIZABETH V BRUNO

GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL

AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL

HIGHTOWER ADVISORS, LLC · Boca Raton, FL

ISAM FUNDS (USA) LLC · BOCA RATON, FL

J.P. MORGAN SECURITIES LLC · Boca Raton, FL

FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

J.P. MORGAN SECURITIES LLC · Boca Raton, FL

FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

More in Boca Raton, FL

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor