James Darwin Gidley

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Raleigh, NC
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Raleigh, NC

Other Businesses

Real Estate Ownership; Lot/Land; Coal Lick Road, , Albright , WV, 26519; Not Investment-Related; 07/24/2026. Business Ownership; J.D. Gidley, Inc.; Managing my financial planning practice.; S-Corp to manage the day-to-day operations and expenses of my practice.; 8317 Six Forks Road, Suite 105Raleigh, NC 27615, ,; Investment-Related; 03/28/2016; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2000-10-24

Other Names

• James D Gidley
• J D Gidley