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Claudia Patricia Carmona

Snowden Capital Advisors LLC

New York, NY

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Current Employers
Snowden Capital Advisors Llc

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-04
TX RA APPROVED 2023-10-04
  • NY RA
    APPROVED
    Since 2023-10-04
  • TX RA
    APPROVED
    Since 2023-10-04

Branch Locations

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 03/2013 10/2023
Snowden Lane Partners New York NY 10/2023 Present
Previous Registrations
  • 2013-03-01 → 2023-10-13
    Ubs Financial Services Inc.
    New York, NY
  • 2009-01-21 → 2013-03-18
    Barclays Capital Inc.
    New York, NY
  • 2008-03-31 → 2008-10-15
    Lehman Brothers Inc.
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-28
S63 Uniform Securities Agent State Law Examination 2007-08-13
  • S66 Uniform Combined State Law Examination
    2008-03-28
  • S63 Uniform Securities Agent State Law Examination
    2007-08-13

View on SEC IAPD

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