Chad C Basel

Current Employers

Employment History

• 06/2006 → 11/2016
  Diversified Investment Advisors, Inc.
  Sioux City, IA
• 06/2006 → 11/2016
  Diversified Investors Securities Corp.
  Sioux City, IA
• 09/2017 → 09/2021
  U.S. Bancorp Investments, Inc.
  Ames, IA
• 11/2016 → 04/2017
  Unemployed
  Sioux City, IA
• 04/2017 → 08/2017
  Security National Corporation
  Sioux City, IA
• 09/2021 → 11/2021
  Nationwide Investment Services Corp
  Columbus, OH
• 11/2021 → Present
  Principal Life Insurance
  Des Moines, IA
• 12/2021 → Present
  Principal Securities
  Des Moines, IA

Previous Registrations

• 2021-10-15 → 2021-12-03
  Nationwide Investment Advisors, Llc
  Columbus, OH
• 2017-09-20 → 2021-10-06
  U.S. Bancorp Investments, Inc.
  Sioux City, IA
  Ames, IA
  Saint Paul, MN
• 2016-03-02 → 2016-11-18
  Transamerica Retirement Advisors, Llc
  Sioux City, IA

Other Businesses

PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/19/2022 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Formally designated a bank office in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-02
• S63 Uniform Securities Agent State Law Examination
  2006-03-15

Other Names

• Chad Curtis Basel
• Chad Basel