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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-06-02 |
| TX | RA | APPROVED | 2021-06-02 |
Branch Locations
5225 N. Academy Blvd, Ste 202, Colorado Springs, CO 80918 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Greenwood Village | CO | 02/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenwood Village | CO | 11/2016 | 05/2021 |
| Lpl Financial, Llc | Colorado Springs | CO | 06/2021 | Present |
1. 10/15/2021 - Blauert Financial Services, Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 07/14/2021 - 160 Hours Per Month/96 Hours During Securities Trading - Commissions and Fees from LPL Financial. 2. 01/08/2024 - Boccia United States - Non-Investment Related - Birmingham, AL - Outside/W-2 Employment - Started: 1/1/2023 - 50 hrs/Mo; 24 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-31 |
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