Anthony Clarence Blauert

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Greenwood Village, CO
• 11/2016 → 05/2021
  Wells Fargo Clearing Services, Llc
  Greenwood Village, CO
• 06/2021 → Present
  Lpl Financial, Llc
  Colorado Springs, CO

Previous Registrations

• 2013-02-04 → 2021-06-08
  Wells Fargo Clearing Services, Llc
  Greenwood Village, CO
  Colorado Springs, CO
  Colorado Springs, CO
  Colorado Springs, CO
  Greenwood Village, CO
  Greenwood Village, CO
  Colorado Springs, CO
  Colorado Springs, CO
  Colorado Springs, CO
• 2003-05-12 → 2013-02-04
  T. Rowe Price Advisory Services, Inc.
  Colorado Springs, CO
  Colorado Springs, CO

Other Businesses

1. 10/15/2021 - Blauert Financial Services, Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 07/14/2021 - 160 Hours Per Month/96 Hours During Securities Trading - Commissions and Fees from LPL Financial. 2. 01/08/2024 - Boccia United States - Non-Investment Related - Birmingham, AL - Outside/W-2 Employment - Started: 1/1/2023 - 50 hrs/Mo; 24 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2002-09-18
• S63 Uniform Securities Agent State Law Examination
  2001-01-31

Designations

• Certified Financial Planner

Other Names

• Tony Clarence Blauert