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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-07
IL RA APPROVED 2018-11-08
  • TX RA
    APPROVED_RES
    Since 2019-08-07
  • IL RA
    APPROVED
    Since 2018-11-08

Branch Locations

1921 St Johns Ave, Highland Park, IL 60035 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Chicago IL 07/2014 09/2018
U.S. Bancorp Investments, Inc. Chicago IL 10/2014 09/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 10/2018 Present
Bank Of America N.A. Northbrook IL 11/2018 Present
Other Businesses

I*119026 Non-Profit Organization Name: Northbrook Symphony Orchestra Investment related: No Address of business: Northbrook, Illinois 60062 Nature of business: Charitable Organization Position, title, association: Director Start date of relationship: 7/1/2015 Number of hours devoted: 4 hours Monthly Number of hours devoted during trading hours: 0 Duties: Music organization providing seasonal concerts. Board serves to provide structure and administration to the organization. I*119027 For profit or not for profit: Non-Profit Organization Name of outside business organization: Ravinia Festival Investment related: No Address of business: Highland Park, Illinois 60035 Nature of business: Charitable Organization Position, title, association: Advisory Board Member Start date of relationship: 9/1/2009 Number of hours devoted: 6 hours Quarterly Number of hours devoted during trading hours: 0 Duties: Serve on Associates Board. This is the junior board, responsible for fundraising for the Festival's community outreach education efforts. I*2068264 Entity Type: Entity Charitable Name of OBA: Campanella Children's Choir Address: Northbrook, IL 60062 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 10/26/2024 No Hours: 3 No Hours during trading: 0 Duties: Piano accompanist for children's choir I*: 2409277 Entity Type: Charitable Name of OBA: Highland Park Presbyterian Church Address: Highland Park, IL 60035 Investment Related: No Position, Title, Association: Employee Employee Start Date: 6/1/2025 Number of Hours: 20 hrs mthly Number of Hours during trading: 0 Duties: Church Music Director/Organist

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-01
S63 Uniform Securities Agent State Law Examination 2001-01-22
  • S66 Uniform Combined State Law Examination
    2018-11-01
  • S63 Uniform Securities Agent State Law Examination
    2001-01-22
Other Names
  • Steven Greene
  • Steven F. Greene
  • Steven F Greene
  • Steven Ferguson Greene

View on SEC IAPD

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