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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-05-17 |
| TX | RA | APPROVED | 2024-05-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bangor | ME | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bangor | ME | 11/2016 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | Bangor | ME | 05/2024 | Present |
HAT TRICK ASSOCIATES LLC; INV RELATED; BANGOR, ME; 33.34 % OWNERSHIP; START 05/20/2024; 160 HOURS PER MONTH; 100 HOURS DURING TRADING; FINET;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-07 |
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