Best Investors Account Sign in

Minh T. Phan

Citigroup Global Markets Inc.

Pasadena, CA

Marina Del Rey, CA

Marina Del Rey, CA

Claim This Profile
Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-23
CA RA APPROVED 2022-07-05
  • TX RA
    APPROVED
    Since 2025-05-23
  • CA RA
    APPROVED
    Since 2022-07-05

Branch Locations

Citi Wealth Management, Sales 285 South Lake Avenue, Pasadena, CA 91101 • United States

Cwm Retail, Sales 4375 Glencoe Ave, Marina Del Rey, CA 90292 • United States

Marina Del Rey, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Waterhouse Investors Services Santa Monica CA 03/2004 09/2016
Jpmorgan Securities Llc Santa Monica CA 09/2016 05/2022
Citigroup Beverly Hills CA 07/2022 Present
  • 03/2004 → 09/2016
    Td Waterhouse Investors Services
    Santa Monica, CA
  • 09/2016 → 05/2022
    Jpmorgan Securities Llc
    Santa Monica, CA
  • 07/2022 → Present
    Citigroup
    Beverly Hills, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-05
  • S66 Uniform Combined State Law Examination
    2003-12-05
Designations
Other Names
  • Minh Campos
  • Minh Thi Phan

View on SEC IAPD

Other Firms

CMR CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGY ASSET MANAGERS L.L.C.
MML INVESTORS SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NASDAQ DORSEY WRIGHT
U.S. BANCORP ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez
Angel Kam Fung Chen
Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
HEIDI PUI WA LEU
Mui Fan CHAN Graca

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor