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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-12-06 |
Branch Locations
330 Madison Avenue 35Th Floor, New York, NY 10017 • United States
New Canaan, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schroders Fund Advisors | New York | NY | 05/2007 | 07/2018 |
| Franklin Distributors Llc | Stamford | CT | 07/2018 | 11/2022 |
| Legg Mason & Co | Stamford | CT | 07/2018 | 07/2021 |
| Allspring Funds Distributor, Llc. | Charlotte | NC | 11/2022 | Present |
| Allspring Funds Management, Llc. | San Francisco | CA | 11/2022 | Present |
| Allspring Global Investment Holdings Llc | Charlotte | NC | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-29 |
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