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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-09-07 |
| NJ | RA | APPROVED | 2022-11-22 |
Branch Locations
1500 Broadway 27Th Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | New York | NY | 10/2013 | 10/2022 |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 10/2013 | 10/2022 |
| Mariner Wealth Advisors | Overland Park | KS | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-25 |
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