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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-06-16 |
| TX | RA | APPROVED_RES | 2025-06-16 |
Branch Locations
14 3Rd Ave. Ne Ste 200, Hickory, NC 28601 • United States
Mooresville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 02/2007 | 06/2022 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 02/2007 | 06/2022 |
| Millennium Investment And Retirement Advisors, Llc | Hickory | NC | 06/2022 | 06/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2025 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/16/2025 2. DOUGLAS A. RONGO, 14 3rd Ave NE, Suite 200, Hickory NC 28601, United States, 06/16/2025, Agent, Insurance/Benefits/Human Resources, NIR, 2 HR/MO - 2 HR/MO TRADING 3. RONGO ASSET MANAGEMENT, LLC DBA BLUE RIDGE WEALTH SERVICES, 14 3rd Ave NE, Suite 200, Hickory NC 28601, United States, 06/16/2025, W2 Employee, DBA Nam, NIR, 200 HR/MO - 160 HR/MO TRADING 4. TARHEEL CHAPTER USMMA, 1021 Aringill Ln, Stallings NC 28104, United States, 06/18/2025, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1HR/MO - 1 HR/MO TRADING 5. RONGO ASSET MANAGMENT, LLC, 14 3rd Ave NE, Suite 200, Hickory NC 28601, United States, 06/16/2025, W2 Employee, NIR, 10 HR/MO - 2 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-06-20 |
| S65 | Uniform Investment Adviser Law Examination | 2002-05-30 |
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