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100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-23 |
Branch Locations
10 E 53Rd Street Suite 1400, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc | New York | NY | 04/2012 | 06/2023 |
| Ashton Thomas Securities, Llc | Rochester | NY | 02/2024 | Present |
| Arax Investment Partners | New York | NY | 06/2023 | Present |
1) DN Athletics, LLC; Non Investment-Related; Stamford, CT; Apparel/Retail; Managing Member; 05/2024; Hours/month devoted to the other business: 5 ; Hours/month devoted during securities trading hours: 0 2) Arax Investment Partners, Investment-Related; New York, NY; Head of Compliance and Supervision; 06/2023; 40 hrs/wk
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-10 |
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