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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-11 |
| IL | RA | APPROVED | 2018-08-08 |
Branch Locations
111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Advisors, Llc | Chicago | IL | 04/2012 | 10/2016 |
| Hightower Securities, Llc | Chicago | IL | 04/2012 | 10/2016 |
| David A. Noyes & Company | Chicago | IL | 10/2016 | 07/2018 |
| Noyes Advisors Llc | Chicago | IL | 10/2016 | 07/2018 |
| Morgan Stanley | Deerfield | IL | 08/2018 | Present |
1. Curion; Not Investment related; Deerfield, IL; market research; study participant (proprietor, partner, officer, director, employee, trustee, agent); Mar 2019;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-31 |
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