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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-04 |
| TX | RA | APPROVED_RES | 2024-03-04 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 05/2001 | Present |
| J.P. Morgan Chase Bank, Na | New York | NY | 11/2016 | Present |
Entity Name: Horizons at Brunswick Investment related: No Address: 100 Walker Avenue, Greenwich, CT 06830 https://horizonsatwick.org Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 09/18/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-06 |
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