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Jonathan Michael Agresti

Tcw Investment Management Company LLC

New York, NY

Los Angeles, CA

CRD 4271544

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Employer firm

Tcw Investment Management Company LLC CRD 106546

$38.8B regulatory AUM 8,937 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO MANAGEMENT FOR WRAP FEE PROGRAMS

From the firm’s Form ADV. Read the guides:

Current Employers
Tcw Investment Management Company Llc

515 South Flower Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2023-08-18
DC RA APPROVED 2023-08-18
KY RA APPROVED 2023-08-18
MD RA APPROVED 2023-08-18
MS RA APPROVED 2023-08-18
OK RA APPROVED 2023-08-18
SC RA APPROVED 2023-08-18
FL RA APPROVED 2007-01-22
AZ RA APPROVED 2007-01-19
IA RA APPROVED 2007-01-18
ND RA APPROVED 2007-01-09
UT RA APPROVED 2007-01-08
NE RA APPROVED 2007-01-05
NM RA APPROVED 2007-01-04
MA RA APPROVED 2007-01-03
MT RA APPROVED 2007-01-03
SD RA APPROVED 2007-01-03
WV RA APPROVED 2007-01-03
AL RA APPROVED 2007-01-01
AK RA APPROVED 2007-01-01
CO RA APPROVED 2007-01-01
HI RA APPROVED 2007-01-01
IN RA APPROVED 2007-01-01
KS RA APPROVED 2007-01-01
MO RA APPROVED 2007-01-01
NH RA APPROVED 2007-01-01
NJ RA APPROVED 2007-01-01
NC RA APPROVED 2007-01-01
OR RA APPROVED 2007-01-01
RI RA APPROVED 2007-01-01
VA RA APPROVED 2007-01-01
NV RA APPROVED 2006-10-04
GA RA APPROVED 2006-09-21
PR RA APPROVED 2006-09-14
CT RA APPROVED 2006-09-12
OH RA APPROVED 2006-09-12
DE RA APPROVED 2006-09-11
IL RA APPROVED 2006-09-11
LA RA APPROVED 2006-09-11
PA RA APPROVED 2006-09-11
WA RA APPROVED 2006-09-11
CA RA APPROVED 2006-09-08
ID RA APPROVED 2006-09-08
TX RA APPROVED_RES 2006-09-08
  • AR RA
    APPROVED
    Since 2023-08-18
  • DC RA
    APPROVED
    Since 2023-08-18
  • KY RA
    APPROVED
    Since 2023-08-18
  • MD RA
    APPROVED
    Since 2023-08-18
  • MS RA
    APPROVED
    Since 2023-08-18
  • OK RA
    APPROVED
    Since 2023-08-18
  • SC RA
    APPROVED
    Since 2023-08-18
  • FL RA
    APPROVED
    Since 2007-01-22
  • AZ RA
    APPROVED
    Since 2007-01-19
  • IA RA
    APPROVED
    Since 2007-01-18
  • ND RA
    APPROVED
    Since 2007-01-09
  • UT RA
    APPROVED
    Since 2007-01-08
  • NE RA
    APPROVED
    Since 2007-01-05
  • NM RA
    APPROVED
    Since 2007-01-04
  • MA RA
    APPROVED
    Since 2007-01-03
  • MT RA
    APPROVED
    Since 2007-01-03
  • SD RA
    APPROVED
    Since 2007-01-03
  • WV RA
    APPROVED
    Since 2007-01-03
  • AL RA
    APPROVED
    Since 2007-01-01
  • AK RA
    APPROVED
    Since 2007-01-01
  • CO RA
    APPROVED
    Since 2007-01-01
  • HI RA
    APPROVED
    Since 2007-01-01
  • IN RA
    APPROVED
    Since 2007-01-01
  • KS RA
    APPROVED
    Since 2007-01-01
  • MO RA
    APPROVED
    Since 2007-01-01
  • NH RA
    APPROVED
    Since 2007-01-01
  • NJ RA
    APPROVED
    Since 2007-01-01
  • NC RA
    APPROVED
    Since 2007-01-01
  • OR RA
    APPROVED
    Since 2007-01-01
  • RI RA
    APPROVED
    Since 2007-01-01
  • VA RA
    APPROVED
    Since 2007-01-01
  • NV RA
    APPROVED
    Since 2006-10-04
  • GA RA
    APPROVED
    Since 2006-09-21
  • PR RA
    APPROVED
    Since 2006-09-14
  • CT RA
    APPROVED
    Since 2006-09-12
  • OH RA
    APPROVED
    Since 2006-09-12
  • DE RA
    APPROVED
    Since 2006-09-11
  • IL RA
    APPROVED
    Since 2006-09-11
  • LA RA
    APPROVED
    Since 2006-09-11
  • PA RA
    APPROVED
    Since 2006-09-11
  • WA RA
    APPROVED
    Since 2006-09-11
  • CA RA
    APPROVED
    Since 2006-09-08
  • ID RA
    APPROVED
    Since 2006-09-08
  • TX RA
    APPROVED_RES
    Since 2006-09-08

Branch Locations

1251 Ave Of The Americas Ste 4700, New York, NY 10020 • United States

515 South Flower Street, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tcw Funds Distributors Los Angeles CA 04/2006 Present
Tcw Llc Los Angeles CA 01/2016 Present
  • 04/2006 → Present
    Tcw Funds Distributors
    Los Angeles, CA
  • 01/2016 → Present
    Tcw Llc
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-22
S63 Uniform Securities Agent State Law Examination 2001-01-24
  • S65 Uniform Investment Adviser Law Examination
    2006-12-22
  • S63 Uniform Securities Agent State Law Examination
    2001-01-24
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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