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515 South Flower Street, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-08-18 |
| DC | RA | APPROVED | 2023-08-18 |
| KY | RA | APPROVED | 2023-08-18 |
| MD | RA | APPROVED | 2023-08-18 |
| MS | RA | APPROVED | 2023-08-18 |
| OK | RA | APPROVED | 2023-08-18 |
| SC | RA | APPROVED | 2023-08-18 |
| FL | RA | APPROVED | 2007-01-22 |
| AZ | RA | APPROVED | 2007-01-19 |
| IA | RA | APPROVED | 2007-01-18 |
| ND | RA | APPROVED | 2007-01-09 |
| UT | RA | APPROVED | 2007-01-08 |
| NE | RA | APPROVED | 2007-01-05 |
| NM | RA | APPROVED | 2007-01-04 |
| MA | RA | APPROVED | 2007-01-03 |
| MT | RA | APPROVED | 2007-01-03 |
| SD | RA | APPROVED | 2007-01-03 |
| WV | RA | APPROVED | 2007-01-03 |
| AL | RA | APPROVED | 2007-01-01 |
| AK | RA | APPROVED | 2007-01-01 |
| CO | RA | APPROVED | 2007-01-01 |
| HI | RA | APPROVED | 2007-01-01 |
| IN | RA | APPROVED | 2007-01-01 |
| KS | RA | APPROVED | 2007-01-01 |
| MO | RA | APPROVED | 2007-01-01 |
| NH | RA | APPROVED | 2007-01-01 |
| NJ | RA | APPROVED | 2007-01-01 |
| NC | RA | APPROVED | 2007-01-01 |
| OR | RA | APPROVED | 2007-01-01 |
| RI | RA | APPROVED | 2007-01-01 |
| VA | RA | APPROVED | 2007-01-01 |
| NV | RA | APPROVED | 2006-10-04 |
| GA | RA | APPROVED | 2006-09-21 |
| PR | RA | APPROVED | 2006-09-14 |
| CT | RA | APPROVED | 2006-09-12 |
| OH | RA | APPROVED | 2006-09-12 |
| DE | RA | APPROVED | 2006-09-11 |
| IL | RA | APPROVED | 2006-09-11 |
| LA | RA | APPROVED | 2006-09-11 |
| PA | RA | APPROVED | 2006-09-11 |
| WA | RA | APPROVED | 2006-09-11 |
| CA | RA | APPROVED | 2006-09-08 |
| ID | RA | APPROVED | 2006-09-08 |
| TX | RA | APPROVED_RES | 2006-09-08 |
Branch Locations
1251 Ave Of The Americas Ste 4700, New York, NY 10020 • United States
515 South Flower Street, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tcw Funds Distributors | Los Angeles | CA | 04/2006 | Present |
| Tcw Llc | Los Angeles | CA | 01/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-24 |
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