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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Resource Partners, Llc | Hickory | NC | 03/2006 | 09/2016 |
| Sagepoint Financial, Inc. | Hickory | NC | 09/2016 | 09/2019 |
| Lpl Financial Llc | Hickory | NC | 09/2019 | Present |
1)09/11/2019 - Southeast Retirement Planners Inc - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2019 - 100 hr/mth 2)09/11/2019 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 09/2016 - 5 hr/mth 3)09/11/2019 - FINCHER F5, LLC - Business Entity For Tax/Investment Purposes Only - non-inv rel - at reported business location(s - start: 01/2017
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-28 |
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