Dana Rae Macaluso

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → Present
  Ubs Financial Services, Inc.
  New York, NY

Other Businesses

1) Business Guild 2 part of SI Chamber of Commerce / http://businessguild2.com/ Staten Island,NY N/A / Other/ Other Networking Group / Networking / Officer / / To run networking meetings / Start Date 1/1/16 Networking Group / 2) K.L. Revocable Trust, this is currently a revocable trust where my client who is also a personal friend prior to being a client, is the current trustee. She requested that I be named successor trustee.FL United States-33437, successor trustee, I don't have a start date because I am the successor trustee and it only comes into play if she passes away, START DATE-7/10/2024.

Exams

• S66 Uniform Combined State Law Examination
  2008-02-26
• S63 Uniform Securities Agent State Law Examination
  2000-11-17

Designations

• Certified Financial Planner

Other Names

• Dana Macaluso