Anthony Dean Ossola

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 01/2020
  Wells Fargo Advisors Financial Network Llc
  Irvine, CA
• 01/2020 → Present
  Prospera Financial Services Inc.
  Dallas, TX

Previous Registrations

• 2007-02-09 → 2021-01-11
  Wells Fargo Advisors Financial Network, Llc
  Aliso Viejo, CA
• 2001-02-13 → 2007-02-16
  Ubs Financial Services Inc.
  Newport Beach, CA
  Newport Beach, CA

Other Businesses

ADOFAM Inc. (dba Ossola Wealth Management; Investment Related - Yes; 130 Vantis Ste 135, Aliso Viejo, CA 92656; Owner, Financial Advisor; Start Date 01/2021; 200 Hours per Month; 200 During Trading Hours; Financial Advisor Earth Views Inc; Investment Related - Yes; 1230 Water Park Road, Wimberley, TX 78676; Citizen Scientist; Volunteer; Start Date 08/2022; 16 Hours per Month, 0 During Trading hours; Observe and video Document the lake shoreline to contribute to existing database of inland waterways.

Exams

• S66 Uniform Combined State Law Examination
  2000-12-05

Other Names

• Dean Ossola