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Sean Goodlet

Ubs Financial Services Inc.

New York, NY

Lake Placid, NY

Creskill, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2020-10-20
NJ RA APPROVED 2010-12-20
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2020-10-20
  • NJ RA
    APPROVED
    Since 2010-12-20

Branch Locations

1285 Avenue Of The Americas 15Th Floor, New York, NY 10019 • United States

Lake Placid, NY • United States

Creskill, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Ag New York NY 12/2001 Present
Ubs International Inc. New York NY 12/2001 Present
Ubs Financial Services Inc. Weehawken NJ 01/2010 Present
  • 12/2001 → Present
    Ubs Ag
    New York, NY
  • 12/2001 → Present
    Ubs International Inc.
    New York, NY
  • 01/2010 → Present
    Ubs Financial Services Inc.
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-16
  • S66 Uniform Combined State Law Examination
    2010-12-16

View on SEC IAPD

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BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
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