Amy Louise Giddens

Current Employers

Employment History

• 10/2012 → Present
  Giddens Household
  Bellevue, WA
• 07/2014 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Mt. Vernon, WA
• 04/2022 → 06/2024
  Securities America Advisors
  Mercer Island, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Mt. Vernon, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Mt. Vernon, WA

Previous Registrations

• 2022-04-11 → 2024-06-14
  Securities America Advisors, Inc.
  Mercer Island, WA

Other Businesses

1. PATHWAYS FINANCIAL LLC -NOT INVESTMENT RELATED - SAME ADDRESS - FINANCIAL SERVICES DBA - PART OWNER - 10/1/2018 - 80 HRS/MO, 80 HRS/MO DURING TRADING 2. ADVISORY AFFILIATION POSITION: licensed assistant NATURE: advisory affiliation with Osaic INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/11/2022 ADDRESS: 9311 SE 36th street STE A, Mercer Island WA 98040, United States DESCRIPTION: Maintaining my license for business continuity purposes. will still be a license assistant to Dan Giddens 3. PARENT VOLUNTEER POSITION: volunteer NATURE: Volunteering in my child's classroom as class parent and curriculum enhancement coordinator INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/12/2022 ADDRESS: Bennett Elementary School, Bellevue WA 98008 DESCRIPTION: Locate and arrange field trips and in-school activities. Possibly collect parent donations and use funds for class parties 4. LICENSED ASSISTANT POSITION: Licensed assistant NATURE: Pathways Financial employee as licensed assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2018 ADDRESS: 9311 SE 36th Street, Suite 105, Mercer Island WA 98040 DESCRIPTION: Licensed assistant to Dan Giddens, advisor DBA Pathways Financial. 5. RICHARD BENNETT ELEMENTARY PTSA VOLUNTEER BOARD MEMBER POSITION: board member (not officer), director NATURE: 501c3 school PTA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 17900 NE 16th Street, Bellevue WA 98008, United States DESCRIPTION: Produce PTA directory for distribution to members. Vote, as needed, to confirm budget proposals and PTA rules.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-08
• S63 Uniform Securities Agent State Law Examination
  2000-09-20

Other Names

• Amy Louise Goodman
• Amy Louise Goodman