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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-01-16 |
| TX | RA | APPROVED | 2020-01-16 |
Branch Locations
3110 Edwards Mill Rd Ste 205, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Raleigh | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 11/2016 | 01/2020 |
| Wells Fargo Advisors Financial Network, Llc | Raleigh | NC | 01/2020 | Present |
NOCARVA ASSET MANAGEMENT, LLC INVT RELATED, RALEIGH, NC, 100% OWNERSHIP, START DATE 3/13/2020, 5 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR NOCARVA ASSET MANAGEMENT 401K, INV RELATED, CARY, NC, START: 4/1/2020, 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K. TRUSTEE FOR NOCARVA ASSET MANAGEMENT 401K FBO ASSOCIATE, INV RELATED, CARY, NC, START: 7/1/2021, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K. FIRST FLIGHT FINANCIAL ADVISORS,LLC; INV. RELATED; RALEIGH,NC; 16.67% OWNERSHIP; START DATE 01/01/2020; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; PASS THROUGH FOR FINET EXPENSES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-27 |
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