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Current Employers
Clearbridge Investments, Llc

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-15
  • NY RA
    APPROVED
    Since 2021-04-15

Branch Locations

One Madison Avenue 18Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Distributors, Llc New York NY 05/2008 Present
Clearbridge Investments Llc New York NY 05/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-02
S63 Uniform Securities Agent State Law Examination 2003-10-22
  • S65 Uniform Investment Adviser Law Examination
    2007-11-02
  • S63 Uniform Securities Agent State Law Examination
    2003-10-22
Other Names
  • Marshall Ian Gordon
  • Marshall Gordon

View on SEC IAPD

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