Alan Thomas Mcclain

Current Employers

Employment History

• 06/2009 → 09/2023
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 04/2010 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 11/2017 → 08/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 09/2023 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS

Previous Registrations

• 2006-02-21 → 2023-10-27
  United Capital Financial Advisors
  Houston, TX
  Houston, TX
• 2010-04-09 → 2014-12-31
  Girard Securities, Inc.
  Houston, TX
  San Diego, CA
• 2006-02-02 → 2006-12-31
  United Capital Investment Advisers, Inc
  Houston, TX
• 2001-03-15 → 2006-05-01
  Stabil Capital Management, Inc.
  Corpus Christi, TX
• 2005-11-03 → 2006-04-26
  Financial Synergies Advisory, Ltd.
  Houston, TX

Other Businesses

1) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENTADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, 09/27/2023, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADINGHOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 2) INSURANCE AGENT. INVESTMENT-RELATED. 1177 WEWST LOOP SOUTH, SUITE #1610, HOUSTON, TX, 77027. INSURANCE PRODUCTS. INSURANCE AGENT. 09/2023. 5 HOURS DEVOTED. 5 HOURS DEVOTED DURING TRADING HOURS. SALE AND SERVICE OF FIXED INSURANCE PRODUCTS, INCLUDING THROUGH NON AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOS).

Exams

• S66 Uniform Combined State Law Examination
  2010-12-07