Shari Pamela Barnett

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-12-26
CT	RA	APPROVED	2022-09-21
NY	RA	APPROVED	2022-09-20

TX RA
APPROVED_RES

Since 2023-12-26
CT RA
APPROVED

Since 2022-09-21
NY RA
APPROVED

Since 2022-09-20

Branch Locations

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	New York	NY	03/2008	Present

03/2008 → Present

Rbc Capital Markets Corporation

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-06-07

S66 Uniform Combined State Law Examination

2012-06-07

Other Names

Shari Gersch
Shari Pamela Gersch

View on SEC IAPD

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