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2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-07-01 |
| TX | RA | APPROVED_RES | 2024-06-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charlotte | NC | 11/2011 | 06/2024 |
| Gulf Coast Bank & Trust | Baton Rouge | LA | 11/2011 | Present |
| Arkadios Capital | Atlanta | GA | 06/2024 | Present |
| Arkadios Wealth Advisors | Atlanta | GA | 06/2024 | Present |
1. Gulf Coast Wealth Management, Investment Related, 7235 Jefferson Hwy, Baton Rouge, LA, 70806, 6/22/2024, Securities, Advisory and Insurance Business 2hrs/month, 2hrs/month during securities trading hours, Commission Compensation, Life insurance. 2. First Protective, Investment Related, 7235 Jefferson Hwy, Baton Rouge, LA 70806, Non-Variable Insurance, (a) independent agent for Protective Life Insurance (b)First Protective Life(c) yes (d)no, START 05/01/2016, 10 hrs/month; 2 hours during trading hours. 3. Our Lady of Mercy, Is Not Investment Related, 445 Marquette Ave, Baton Rouge, LA, 70806, United States, finance board, board member, 1/1/2020, 1 hours per month, 0 hours per month during trading hours, No Compensation 4. Arkadios Wealth, Is Investment Related, 6249 Canal Blvd., New Orleans, LA, 70124, United States, Gulf Coast Wealth Management, Financial Advisor, 8/19/2025, 160 hours per month, 10 hours per month during trading hours, Fee Based Compensation, DBA Business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-19 |
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