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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-08-21 |
| TX | RA | APPROVED_RES | 2017-02-01 |
| SC | RA | APPROVED | 2015-09-04 |
Branch Locations
25 Calhoun Street Suite 200, Charleston, SC 29401 • United States
Mount Plesant, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | Charleston | SC | 09/2015 | Present |
CHARLESTON REFERRAL EXCHANGE; NOT INVESTMENT RELATED; CHARLESTON SC; BUSINESS NETWORKING GROUP; VICE PRESIDENT; START DATE = 01/01/2013; 6 HOURS DEVOTED PER MONTH; NOT DURING TRADING HOURS; DUTIES INCLUDE RECORDING REFERRALS AND MEMBER'S ATTENDANCE. Name and Address: Carolinas District of Kiwanis International 184 Water Street #24 Boone NC 28607 Start Date: 7/1/21 Hours Spent: 0-2 hours/month Hours Spent during trading hours: Zero Role/Responsibility: District's Investment Committee chair, advising on management of assets Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-25 |
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