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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-01-11
NJ RA APPROVED 2006-06-23
  • TX RA
    APPROVED_RES
    Since 2007-01-11
  • NJ RA
    APPROVED
    Since 2006-06-23

Branch Locations

1 Crossroads Dr, Bedminster, NJ 07921 • United States

Bridgewater, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Bedminster NJ 06/2011 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Flemington NJ 06/2006 Present
  • 06/2011 → Present
    Bank Of America, N.A.
    Bedminster, NJ
  • 06/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Flemington, NJ
Previous Registrations
  • 2004-10-20 → 2006-06-27
    Banc Of America Investment Services, Inc.
    Flemington, NJ
    Flemington, NJ
    Flemington, NJ
  • 2002-08-27 → 2004-10-20
    Quick & Reilly, Inc.
    Flemington, NJ
Other Businesses

I*109762For profit or not for profit: Non-Profit OrganizationName of outside business organization: United Way of Northern NJInvestment related: NAddress of business:Morristown, New Jersey 7962Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 10/18/2017Number of hours devoted: 10 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Be and advocate for philanthropy and giving to United WaySpecifically raise awareness about the Women's Giving circleI*119402For profit or not for profit: For-Profit OrganizationName of outside business organization: Bouganvilla LLCInvestment related: NAddress of business: Bridgewater, New Jersey 8807Nature of business: LLC,Position, title, association: Family Held, Start date of relationship: 10/15/2018Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Entity formed to purchase real propertyI*129989For profit or not for profit: Non-Profit OrganizationName of outside business organization: Somerset County YMCAInvestment related: NAddress of business:Basking Ridge, New Jersey 07920Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 3/30/2020Number of hours devoted: 15 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: a member of the boardI*133861For profit or not for profit: For-Profit OrganizationName of outside business organization: Safe Haven DialogsInvestment related: NAddress of business:Basking Ridge, New Jersey 07920Nature of business: LLC,Position, title, association: Consultant, Start date of relationship: 11/2/2020Number of hours devoted: 10 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Safe Havens Solutions is an organization committed to providing solutions to help diverse executives advance in their careers. I will serve on a core team as a consultant I*3061275 Entity Type: N/A Name of OBA:First Baptist Church of Lincoln Gardens Address:Somerset New Jersey Investment Related:No Position, Title, Association:Board Member Start Date:01/12/2026 No Hours: 2 Monthly No Hours during trading:0 Monthly Duties:Work closely with Pastor and church leadership on church governance issues. Participate in Strategic planning and decision making

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-07
  • S66 Uniform Combined State Law Examination
    2000-10-07
Other Names
  • Judith Arlene Straker
  • Judith Arlene Lee

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