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William Albert Jollie

Quent Capital, LLC

New York, NY

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Current Employers
Quent Capital, Llc

1120 Avenue Of The Americas, 14Th Floor, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-13
  • NY RA
    APPROVED
    Since 2024-06-13

Branch Locations

1120 Avenue Of The Americas, 14Th Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gerstein Fisher & Associates, Inc. New York NY 02/2006 11/2016
Gfa Securities, Llc New York NY 02/2006 11/2016
People'S Securities, Inc. New York NY 11/2016 06/2024
People'S United Advisors New York NY 04/2020 09/2022
People'S United Advisors New York NY 09/2022 06/2024
Quent Capital, Llc New York NY 06/2024 Present
  • 02/2006 → 11/2016
    Gerstein Fisher & Associates, Inc.
    New York, NY
  • 02/2006 → 11/2016
    Gfa Securities, Llc
    New York, NY
  • 11/2016 → 06/2024
    People'S Securities, Inc.
    New York, NY
  • 04/2020 → 09/2022
    People'S United Advisors
    New York, NY
  • 09/2022 → 06/2024
    People'S United Advisors
    New York, NY
  • 06/2024 → Present
    Quent Capital, Llc
    New York, NY
Previous Registrations
  • 2021-08-12 → 2022-12-31
    People'S United Advisors, Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-06
S66 Uniform Combined State Law Examination 1999-09-17
  • S65 Uniform Investment Adviser Law Examination
    2024-05-06
  • S66 Uniform Combined State Law Examination
    1999-09-17
Other Names
  • William A Jollie

View on SEC IAPD

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