Alan Thomas Topolski

Current Employers

Employment History

• 01/2013 → 03/2023
  Cetera Advisors Llc
  El Segundo, CA
• 04/2023 → 12/2023
  Lpl Financial Llc
  North Bend, OH
• 03/2024 → 03/2025
  Cadaret Grant & Co., Inc.
  Syracuse, NY
• 01/2024 → 03/2024
  Unemployed
  North Bend, OH
• 03/2024 → 03/2025
  Grove Point Investments, Llc
  Rockville, MD
• 03/2025 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2024-03-25 → 2025-03-31
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
• 2023-04-22 → 2023-12-07
  Lpl Financial Llc
  Fort Mill, SC
  North Bend, OH
• 2012-03-06 → 2023-03-29
  Cetera Advisors Llc
  Chillicothe, OH
  Newport, KY
  Overland Park, KS
  North Bend, OH
  Overland Park, KS
• 2012-01-17 → 2012-02-13
  Equitable Advisors, Llc
  Cincinnati, OH
• 2011-12-01 → 2011-12-31
  Cetera Advisors Llc
  Overland Park, KS

Other Businesses

1) AT Drums, Not Investment Related, ADDRESS: 2509 Cliff Rd., North Bend, OH 45052, NATURE: Buying, Selling & Trading of Musical Instruments. No Company or LLC exists, START DATE: May 2021, NUMBER OF HOURS: 2 hrs/month, 0 hrs/month during securities trading, DESCRIPTION: Musician/Owner 2) AT Drums, Not Investment Related, ADDRESS: 2509 Cliff Rd., North Bend, OH 45052, NATURE: Performing live music and teaching private music lessons, START DATE: May 2021, 15 hrs/month, 0 hrs/month during securities trading, DESCRIPTION: Musician/Owner

Exams

• S66 Uniform Combined State Law Examination
  2011-11-30
• S63 Uniform Securities Agent State Law Examination
  2000-12-20

Other Names

• Alan Thomas Topolski
• Alan Topolski